Roberto David Lopez
Investment Adviser Representative at Nationwide Investment Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Roberto David Lopez is an investment adviser representative with Nationwide Investment Advisors, LLC in Columbus, OH, where they have been registered since 2023. They have worked in the securities industry since 2018 and have been registered with 5 firms, including CBIZ Investment Advisory Services, LLC and CBIZ Retirement PLAN Advisory Services. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and Ohio.
Office
Advisors at this office: 389
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Ohio
- Broker:
2 states and territories
Arizona, Nevada
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Vanguard Group, Inc.Apr 2017 – Jun 2017Scottsdale, AZ
- Wells FargoMay 2015 – Apr 2017Phoenix, AZ
- Charles Schwab & Co., Inc.Aug 2017 – Nov 2018Phoenix, AZ
- SAGE Point FinancialNov 2018 – Oct 2019Phoenix, AZ
- Financial Engines Advisors L.L.COct 2019 – Feb 2020Sunnyvale, CA
- CBIZFeb 2020 – Aug 2023Cleveland, OH
- Nationwide Investment Services CorporationAug 2023 – no end date reportedColumbus, OH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Nationwide Investment Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 393
- Offices listed on AdvisorFinder:
- 11
- Main office:
- Columbus, OH
- SEC file number:
- 801-52664
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 13, 2026
View full firm profileOther advisors at Nationwide Investment Advisors, LLC
Showing 12 of 393 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roberto David Lopez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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