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Rodger F Ewy

Investment Adviser Representative at PARK Avenue Securities LLC

Austin, TXCRD #7611334Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rodger F. Ewy is an investment adviser representative with PARK Avenue Securities LLC in Austin, TX, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with Bankers LIFE Advisory Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.

Office

901 South Mopac Expressway, Barton Oaks Plaza Four Ste 150
Austin, TX 78746

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
1 state or territory

Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/10/2022
Series 7
General Securities Representative Examination
Passed 8/19/2022
SIE
Securities Industry Essentials Examination
Passed 12/22/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

PARK Avenue Securities LLCCurrent
4/3/2023 – Austin, TX
PARK Avenue Securities LLCCurrent
3/23/2023 – Hutto, TX
Bankers LIFE Advisory Services, Inc.
9/12/2022 – 3/3/2023Austin, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Bankers Life & Casualty, Inc
    Aug 2020 – Feb 2023Austin, TX
  2. Georgetown University
    Jul 2016 – Jun 2017Washington, DC
  3. Unemployed
    Jun 2017 – Oct 2017Round Rock, TX
  4. Texas Biomedical Research Institute
    Oct 2017 – Jan 2019San Antonio, TX
  5. Unemployed
    Jan 2019 – Apr 2019Round Rock, TX
  6. Molecular Template
    Apr 2019 – May 2020Austin, TX
  7. Unemployed
    May 2020 – Aug 2020Austin, TX
  8. Bankers Life Securities, Inc
    Aug 2022 – Feb 2023Austin, TX
  9. Guardian LIFE Insurance Company
    Mar 2023 – no end date reportedAustin, TX
  10. PARK Avenue Securities
    Mar 2023 – no end date reportedAustin, TX
  11. PARK Avenue Securities
    Jan 2025 – Jun 2026Round Rock, TX
  12. Guardian LIFE Insurance Company
    Jan 2025 – Jun 2026Round Rock, TX
  13. Guardian LIFE Insurance Company
    Jun 2026 – no end date reportedHutto, TX
  14. PARK Avenue Securities
    Jun 2026 – no end date reportedHutto, TX

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About PARK Avenue Securities LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Personalized model portfolio recommendations, access to a Park Avenue Securities advisor, periodic rebalancing, no minimum to open a VestWise™ account, and easy 24/7 on-the-go access, with a 0.45% annual fee based on the average daily balance of assets in the account.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Online InvestingModel PortfoliosRetirement PlanningCollege SavingsETFsWrap Fee ProgramRobo-advisoryHuman Advisor Support

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,907
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
SEC file number:
801-58108

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 8, 2026

View full firm profile

Other advisors at PARK Avenue Securities LLC

Showing 12 of 1,907 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rodger F Ewy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Rodger F Ewy (PARK Avenue Securities) - Fees & Credentials