Rodney Brian Mott
Investment Adviser Representative at KEY Investment Services LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Rodney Brian Mott is an investment adviser representative with KEY Investment Services LLC in Anacortes, WA, where they have been registered since 2023. They have worked in the securities industry since 2019 and have been registered with 4 firms, including LPL Financial LLC and Thrivent Investment Management Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Washington.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
7 states and territories
California, Georgia, Maryland, Massachusetts, Missouri, Utah, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Command Financial Planning, Inc.Mar 2019 – Jun 2019Fort Worth, TX
- The University of TulsaAug 2010 – Jul 2018Tulsa, OK
- Brokerage HouseJan 2019 – Mar 2019Anacortes, WA
- unemployedAug 2018 – Dec 2018Anacortes, WA
- First Command Financial Planning, Inc.Jun 2019 – Dec 2019Fort Worth, TX
- First Command Advisory Services, Inc.Jun 2019 – Dec 2019Fort Worth, TX
- First Command Insurance Services, Inc.Jun 2019 – Dec 2019Fort Worth, TX
- Thrivent Investment Management IncFeb 2020 – Oct 2022Anacortes, WA
- Thrivent FinancialFeb 2020 – May 2020Appleton, WI
- Thrivent FinancialMay 2020 – Oct 2022Appleton, WI
- LPL Financial LLCOct 2022 – Jul 2023Bellingham, WA
- First Federal of Port AngelsOct 2022 – Jul 2023Bellingham, WA
- Key Investment ServicesAug 2023 – no end date reportedAnacortes, WA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About KEY Investment Services LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 638
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Brooklyn, OH
- SEC file number:
- 801-65060
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 30, 2026
View full firm profileOther advisors at KEY Investment Services LLC
Showing 12 of 638 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rodney Brian Mott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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