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Roger Kenneth Coit

Investment Adviser Representative at AMERICAN INVESTORS CO

Walnut Creek, CACRD #50331Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
55 yrs
States Registered
20 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Roger Kenneth Coit has worked in the securities industry since 1971. They are registered to provide investment advisory services in 20 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaHawaiiIdahoMarylandMassachusettsMichiganNew YorkNorth CarolinaOregonPennsylvaniaTexasVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/18/1985
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 3/11/1971
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 40
Registered Principal Examination
Passed 6/22/1978

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0002.00%
$500,001 to $1,000,0001.50%
$1,000,001 and above1.00%
Source

American Investors Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AMERICAN INVESTORS COCurrent
8/31/2011Walnut Creek, CA
COIT-GEMMER CAPITAL MANAGEMENT
9/18/198611/28/2010Walnut Creek, CA
AMERICAN INVESTORS CO
3/30/19986/28/2005San Ramon, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roger Kenneth Coit has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Roger Kenneth Coit - Financial Advisor in Walnut Creek, CA | AdvisorFinder