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Roger Lee Ford

Investment Adviser Representative at MADISON AVENUE SECURITIES, LLC

Harrison, OHCRD #1537481Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
13 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 13 states
AlaskaColoradoFloridaGeorgiaIndianaKansasKentuckyMichiganNorth CarolinaOhioTennesseeTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/26/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 2/13/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/20/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Madison Avenue Securities, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AE WEALTH MANAGEMENT, LLCCurrent
5/4/2017Harrison, OH
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC
3/23/20115/5/2017Harrison, OH
MADISON AVENUE SECURITIES, LLC
5/4/20175/4/2017San Diego, CA
INVESTMENT ADVISORS
8/25/20033/23/2011Harrison, OH
USA FINANCIAL SECURITIES CORPORATION
5/7/20038/15/2003Harrison, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roger Lee Ford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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