AdFi
RN

Roger Nusbaum

Investment Adviser Representative at DYNAMIC

Prescott, AZCRD #1291942Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arizona
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/25/2004
Series 65
Uniform Investment Adviser Law Examination
Passed 11/14/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 12/13/1989
Series 31
Futures Managed Funds Examination
Passed 11/14/2002
Series 55
Limited Representative-Equity Trader Exam
Passed 3/14/2001
Series 7
General Securities Representative Examination
Passed 11/18/1989
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 4/22/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Dynamic Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DYNAMICCurrent
3/24/2023Prescott, AZ
YOUR SOURCE FINANCIAL
11/22/20044/14/2023Prescott, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DYNAMIC

Showing 12 of 78 in the directory

View DYNAMIC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roger Nusbaum has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Roger Nusbaum - Financial Advisor in Prescott, AZ | AdvisorFinder