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Roger Patrick Whitney

Investment Adviser Representative at RETIRE AGILE

Mansfield, TXCRD #2159694Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Roger Patrick Whitney has worked in the securities industry since 1991. They are registered to provide investment advisory services in Colorado and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ColoradoTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/30/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 8/19/1991
SIE
Securities Industry Essentials Examination
Passed 12/27/2016
Series 7
General Securities Representative Examination
Passed 7/29/1991
Series 53
Municipal Securities Principal Examination
Passed 4/28/1995
Series 24
General Securities Principal Examination
Passed 4/11/1994
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/2/1993
Series 4
Registered Options Principal Examination
Passed 9/4/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Retire Agile Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RETIRE AGILECurrent
8/7/2025Mansfield, TX
STRATEGIC FINANCIAL CONCEPTS, LLC
2/5/201912/2/2025Mansfield, TX
WWK WEALTH ADVISORS
3/31/20093/21/2019Fort Worth, TX
LPL FINANCIAL LLC
11/14/201312/27/2016Ft Worth, TX
LPL FINANCIAL CORPORATION
8/8/20037/7/2009Ft Worth, TX
UBS FINANCIAL SERVICES INC.
10/30/19988/28/2003Fort Worth, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RETIRE AGILE

3 other advisors in the directory

View RETIRE AGILE firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roger Patrick Whitney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Roger Patrick Whitney - Financial Advisor in Mansfield, TX | AdvisorFinder