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Roland Hampton Dortch

Investment Adviser Representative at HBW ADVISORY SERVICES LLC

Richmond, VACRD #1994613Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
19 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 19 states
ArizonaCaliforniaDistrict of ColumbiaFloridaIndianaMaineMarylandMassachusettsMinnesotaMississippiNevadaNew JerseyNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVirginiaWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/3/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 11/30/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/1/1989
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 4/20/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

HBW Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HBW ADVISORY SERVICES LLCCurrent
12/4/2009 – Richmond, VA
CETERA ADVISOR NETWORKS LLC
7/5/2017 – 12/31/2019Richmond, VA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View HBW ADVISORY SERVICES LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roland Hampton Dortch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.