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Ronald Alan Brown

Investment Adviser Representative at J M BROWN FINANCIAL PARTNERS

Tulsa, OKCRD #2172320Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ronald Alan Brown has worked in the securities industry since 1995. They have passed the Series 99, 65, 63, and 7 examinations. They are registered to provide investment advisory services in Oklahoma.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Oklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/4/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 8/2/1993
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/8/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

J M Brown Financial Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

J M BROWN FINANCIAL PARTNERSCurrent
11/14/2005Tulsa, OK
ASKAR CORP.
8/28/200212/31/2011Tulsa, OK
ABN AMRO INCORPORATED
4/16/19975/2/2002Stamford, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
12/9/19931/29/1996New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View J M BROWN FINANCIAL PARTNERS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronald Alan Brown has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ronald Alan Brown - Financial Advisor in Tulsa, OK | AdvisorFinder