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Ronald Charles Gascoyne III

Investment Adviser Representative at LPL Financial LLC

Shoreline, WACRD #7724696Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ronald Charles Gascoyne III is an investment adviser representative with LPL Financial LLC in Shoreline, WA, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Washington.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas, Washington
Broker:
11 states and territories

Arizona, Arkansas, California, Idaho, Maine, Maryland, Massachusetts, Nevada, Pennsylvania, Texas, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/27/2023
Series 7
General Securities Representative Examination
Passed 6/5/2023
SIE
Securities Industry Essentials Examination
Passed 5/9/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
9/15/2025 – Shoreline, WA
Edward Jones
6/28/2023 – 9/16/2025Gig Harbor, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Edward Jones
    Apr 2023 – Sep 2025St Louis, MO
  2. Omni-Fund, Inc.
    Dec 2020 – Mar 2023Port Orchard, WA
  3. Haselwood Auto Group
    Jun 2019 – Dec 2022Bremerton, WA
  4. American Pacific Mortgage
    Mar 2019 – Nov 2020Renton, WA
  5. Blackpoint IT Services
    Apr 2017 – Jun 2019Kent, WA
  6. Denali Advanced Integration
    Sep 2016 – Apr 2017Redmond, WA
  7. LPL Financial LLC
    Sep 2025 – no end date reportedShoreline, WA
  8. Sound Credit Union
    Sep 2025 – no end date reportedShoreline, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronald Charles Gascoyne III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ronald Charles Gascoyne III (LPL Financial) | AdvisorFinder