AdFi
RJ

Ronald Jay Fishman

Investment Adviser Representative at PASI INVESTMENTS, LLC

Farmington, CTCRD #1449240Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutMassachusetts
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/30/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 11/11/1992
Series 7
General Securities Representative Examination
Passed 10/28/1992
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/8/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

PASI Investments, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DAYBRIGHT ADVISORY SERVICES, INC.Current
7/2/2025Farmington, CT
PASI INVESTMENTS, LLCCurrent
1/16/2008Farmington, CT
YHB RETIREMENT SERVICES, LLC
3/23/200612/31/2007West Hartford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PASI INVESTMENTS, LLC

3 other advisors in the directory

View PASI INVESTMENTS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronald Jay Fishman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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