AdFi
RN

Ronald Norman York Jr

Investment Adviser Representative at Arkadios Wealth Advisors

Wall, NJCRD #4308987Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ronald Norman York Jr. is an investment adviser representative with Arkadios Wealth Advisors in Wall, NJ, where they have been registered since 2019. They have worked in the securities industry since 2000 and have been registered with 3 firms, including Triad Advisors, LLC and NEW England Securities Corporation. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Alabama, California, New Jersey, and Texas.

Office

4814 Outlook Drive, Suite 104
Wall, NJ 07753

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Alabama, California, New Jersey, Texas
Broker:
20 states and territories

Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Louisiana, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/29/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 8/14/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/13/2010
Series 21
NYSE Front Line Specialist Clerk
Passed 5/16/2000
Series 25
NYSE Trading Assistant Examination
Passed 4/22/1999

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Arkadios Wealth AdvisorsCurrent
4/30/2019 – Wall, NJ
Triad Advisors, LLC
3/24/2014 – 4/30/2019Wall, NJ
NEW England Securities Corporation
7/28/2011 – 3/25/2014Wall Township, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Triad Advisors, Inc.
    Mar 2014 – Apr 2019Norcross, GA
  2. Arkadios Capital
    Apr 2019 – no end date reportedAtlanta, GA
  3. Arkadios Wealth
    Apr 2019 – no end date reportedAtlanta, GA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Arkadios Wealth Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$50,000
Firm's annual rate schedule by assets
  • Crest $0-$250K2.00%
  • Crest $250K-$500K1.75%
  • Crest $500K+1.50%
  • Third-Party $0-$250K2.25%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension Consulting

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
218
Offices listed on AdvisorFinder:
24
Main office:
Atlanta, GA
SEC file number:
801-110833

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at Arkadios Wealth Advisors

Showing 12 of 218 in the directory

View Arkadios Wealth Advisors firm profile

Similar advisors in Wall, NJ

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronald Norman York Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Ronald Norman York Jr (Arkadios Wealth Advisors)