AdFi
RW

Ronald Wesley Hodge

Investment Adviser Representative at Raymond James Financial Services Advisors, Inc

Terre Haute, INCRD #5740391Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ronald Wesley Hodge is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Terre Haute, IN, where they have been registered since 2022. They have worked in the securities industry since 2017 and were previously registered with Valic Financial Advisors, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Indiana and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Indiana, Texas
Broker:
15 states and territories

Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Massachusetts, Michigan, New York, Ohio, Texas, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/12/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/20/2017
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 3/23/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/20/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Raymond James Financial Services Advisors, IncCurrent
5/23/2022 – Terre Haute, IN
Valic Financial Advisors, Inc.
6/13/2018 – 6/9/2022Carmel, IN
Raymond James Financial Services Advisors, Inc
5/16/2017 – 6/12/2018Terre Haute, IN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Raymond James Financial Servicces,Inc
    Mar 2017 – Jun 2018Terre Haute, IN
  2. Raymond James Financial Services,Inc
    Jun 2016 – Mar 2017Terre Haute, IN
  3. Raymond James Financial Services Advisors Inc.
    May 2017 – Jun 2018Terre Haute, IN
  4. Valic Financial Advisors, Inc.
    Jun 2018 – May 2022Carmel, IN
  5. The Valley Group Wealth Management
    May 2022 – no end date reportedTerre Haute, IN
  6. Raymond James Financial Services, Inc.
    May 2022 – no end date reportedTerre Haute, IN
  7. Raymond James Financial Services Advisors, Inc.
    May 2022 – no end date reportedTerre Haute, IN
  8. The Valley Group
    May 2022 – Oct 2024Terre Haute, IN
  9. City of Terre Haute
    Jan 2024 – no end date reportedTerre Haute, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Raymond James Financial Services Advisors, Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
6,660
Offices listed on AdvisorFinder:
26
Main office:
Saint Petersburg, FL
SEC file number:
801-69815

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at Raymond James Financial Services Advisors, Inc

Showing 12 of 6,660 in the directory

View Raymond James Financial Services Advisors, Inc firm profile

Similar advisors in Terre Haute, IN

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronald Wesley Hodge has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Ronald Wesley Hodge in Terre Haute, IN - Fees & Credentials