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RA

Rosa Andrea Flores Aranda

Investment Adviser Representative at GBM Wealth Management, Inc.

CRD #7590577Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rosa Andrea Flores Aranda is an investment adviser representative with GBM Wealth Management, Inc., where they have been registered since 2022, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
1 state or territory

Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/15/2024
Series 65
Uniform Investment Adviser Law Examination
Passed 11/18/2022
Series 7
General Securities Representative Examination
Passed 4/2/2024
SIE
Securities Industry Essentials Examination
Passed 11/13/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

GBM International, Inc.Current
4/9/2024 –
GBM Wealth Management, Inc.Current
11/19/2022 –

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. GBM Wealth Management, Inc.
    Jun 2022 – no end date reportedHouston, TX
  2. Intercam CASA DE Bolsa
    Sep 2019 – Jun 2022Mexico City
  3. Grupo Financiero Banorte
    Jun 2016 – Jun 2019Mexico City
  4. GBM International, Inc.
    Feb 2024 – no end date reportedHouston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About GBM Wealth Management, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$250,000 (waivable)
Firm's annual rate schedule by assets
  • Less than $50,000 (Xendia sub-advised)1.65%
  • $50,001 to $100,000 (Xendia sub-advised)1.40%
  • $100,001 to $200,000 (Xendia sub-advised)1.20%
  • More than $200,001 (Xendia sub-advised)1.00%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthInsurance CompaniesCorporationsOther

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10
Offices listed on AdvisorFinder:
1
Main office:
Houston, TX
SEC file number:
801-129803

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 3, 2026

View full firm profile

Other advisors at GBM Wealth Management, Inc.

9 other advisors in the directory

View GBM Wealth Management, Inc. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rosa Andrea Flores Aranda has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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