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Rosemarie Aragoncillo

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Jericho, NYCRD #4644758Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rosemarie Aragoncillo has worked in the securities industry since 2003. They have passed the Series 66, 63, and 7 examinations. They are registered to provide investment advisory services in New York and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New YorkTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/17/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 10/16/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
9/17/2019Jericho, NY
RBC CAPITAL MARKETS, LLCCurrent
2/21/2006Massapequa, NY
MBSC, LLC
11/15/20052/8/2006Uniondale, NY
DREYFUS SERVICE CORPORATION
9/30/20032/8/2006New York, NY
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
6/17/20037/17/2003Minneapolis, MN
IDS LIFE INSURANCE COMPANY
6/17/20037/17/2003Minneapolis, MN

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rosemarie Aragoncillo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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