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Ross Paul Bruner

Investment Adviser Representative at QUARTZ PARTNERS INVESTMENT MANAGEMENT

Shelter Island, NYCRD #1718245Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/1/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 8/23/1996
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/17/1999
Series 24
General Securities Principal Examination
Passed 8/28/1996
Series 7TO
General Securities Representative Examination
Passed 9/11/2019
SIE
Securities Industry Essentials Examination
Passed 8/13/2019
Series 55
Limited Representative-Equity Trader Exam
Passed 8/27/2001
Series 16
NYSE Supervisory Analyst Examination
Passed 9/28/1994
Series 7
General Securities Representative Examination
Passed 9/24/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Active Strategies - $0 to $499,999.990.75%
Active Strategies - $500,000 to $2,999,999.990.60%
Active Strategies - $3,000,000 and above0.50%
Passive Strategies - $0 to $499,999.990.48%
Passive Strategies - $500,000 to $2,999,999.990.40%
Passive Strategies - $3,000,000 and above0.35%
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

QUARTZ PARTNERS INVESTMENT MANAGEMENT Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ETICO PARTNERS, LLCCurrent
5/12/2025SARATOGA SPRINGS, NY
ABN AMRO SECURITIES (USA) INC.
9/26/19946/5/1996STAMFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
9/11/201910/19/2021GREENWICH, CT
BANCA IMI SECURITIES CORP.
6/3/19963/1/2001NEW YORK, NY
PALOMA SECURITIES L.L.C.
6/12/20016/2/2005GREENWICH, CT
MML INVESTORS SERVICES, LLC
5/9/20243/26/2025MELVILLE, NY
GRAY OAK CAPITAL, LLC
12/1/202312/15/2023GREENWICH, CT
OPPENHEIMER & CO. INC.
10/20/202110/13/2023STAMFORD, CT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ross Paul Bruner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ross Paul Bruner - Financial Advisor in Shelter Island, NY | AdvisorFinder