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Roxanne Malvina Kirk

Investment Adviser Representative at Kestra Advisory Services, LLC

Austin, TXCRD #6948991Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Roxanne Malvina Kirk is an investment adviser representative with Kestra Advisory Services, LLC in Austin, TX, where they have been registered since 2023, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 63 (state securities agent). They are registered to provide investment advice in Arizona.

Office

5707 Southwest Parkway, Building 2, Suite 400
Austin, TX 78735

Advisors at this office: 93

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/5/2023
Series 65
Uniform Investment Adviser Law Examination
Passed 8/26/2022
SIE
Securities Industry Essentials Examination
Passed 10/14/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Kestra Advisory Services, LLCCurrent
3/8/2023 – Austin, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Ryleigh Wealth Management - Kestra
    Sep 2020 – Feb 2023Flagstaff, AZ
  2. Edward Jones
    Jun 2018 – Sep 2020Flagstaff, AZ
  3. Your People (DBA Zenefits)
    Jan 2016 – Jun 2018Tempe, AZ
  4. Kestra Investment Services, LLC
    Feb 2023 – no end date reportedFlagstaff, AZ
  5. Kestra Advisory Services, LLC
    Feb 2023 – no end date reportedFlagstaff, AZ

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Kestra Advisory Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.025

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,427
Offices listed on AdvisorFinder:
26
Main office:
Austin, TX
SEC file number:
801-56126

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 22, 2026

View full firm profile

Other advisors at Kestra Advisory Services, LLC

Showing 12 of 1,427 in the directory

View Kestra Advisory Services, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roxanne Malvina Kirk has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Roxanne Malvina Kirk (Kestra Advisory Services)