Roy Morgan Elliott Jr.
Investment Adviser Representative at LIDO
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Roy Morgan Elliott has worked in the securities industry since 2001. They have passed the Series 66, 31, and 7 examinations. They are registered to provide investment advisory services in California, Florida, and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Primary - Under $2M | 1.25% |
| Primary - $2M and higher | 1.00% |
| Heritage Pegasus - Under $2M | 1.00% |
| Heritage Pegasus - $2M to under $5M | 0.85% |
| Heritage Pegasus - $5M to under $10M | 0.75% |
| Heritage Pegasus - $10M to under $15M | 0.70% |
| Heritage Pegasus - $15M to under $20M | 0.65% |
| Heritage Pegasus - $20M to under $25M | 0.60% |
| Heritage Pegasus - $25M to under $40M | 0.50% |
| Heritage Pegasus - $40M to under $50M | 0.45% |
| Heritage Pegasus - $50M to under $75M | 0.40% |
| Heritage Pegasus - $75M or more | 0.35% |
Firm-stated minimum; may be waived at the firm's discretion.
LIDO Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roy Morgan Elliott Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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