Ryan Ashley Fause

Investment Adviser Representative at PINNACLE ASSOCIATES, LTD.

RED BANK, NJCRD #2681929Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

24 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

New Jersey

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 4/4/1997

Series 63

Uniform Securities Agent State Law Examination

Passed 11/22/1995

Series 31

Futures Managed Funds Examination

Passed 4/25/1997

Series 7

General Securities Representative Examination

Passed 11/10/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

PINNACLE Associates, LTD. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MATRIX CAPITAL GROUP, INC.

8/14/2003 – 11/8/2004NEW YORK, NY

CHARLES SCHWAB & CO., INC.

6/21/2000 – 1/17/2002WESTLAKE, TX

DEAN WITTER REYNOLDS INC.

3/7/1997 – 1/12/1999PURCHASE, NY

FIRST UNION BROKERAGE SERVICES, INC.

2/10/1999 – 7/7/2000CHARLOTTE, NC

H.J. MEYERS & CO., INC.

11/14/1995 – 2/27/1997ROCHESTER, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Ashley Fause has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.