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Ryan Carr

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Florham Park, NJCRD #4314179Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
27 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
ArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisKentuckyMarylandMassachusettsMinnesotaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/30/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/24/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/24/2021Florham Park, NJ
RBC CAPITAL MARKETS, LLCCurrent
3/24/2021Morristown, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/6/20193/25/2021Florham Park, NJ
CREDIT SUISSE SECURITIES (USA) LLC
2/12/201610/2/2018New York, NY
CITIGROUP GLOBAL MARKETS INC.
10/16/201310/26/2015Jersey City, NJ
UBS FINANCIAL SERVICES INC.
7/30/20078/14/2013Weehawken, NJ
COLUMBIA MANAGEMENT ADVISORS, LLC
6/15/20067/6/2007New York, NY
MORGAN STANLEY
10/3/20055/2/2006Jersey City, NJ
MERRILL LYNCH PIERCE FENNER & SMITH INC.
6/16/20044/15/2005Florham Park, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Carr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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