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Ryan Francis Sullivan

Investment Adviser Representative at Ameriprise Financial Services, LLC

Kennewick, WACRD #4466034Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan Francis Sullivan is an investment adviser representative with Ameriprise Financial Services, LLC in Kennewick, WA, where they have been registered since 2023. They have worked in the securities industry since 2004 and have been registered with 5 firms, including RBC Capital Markets, LLC and Centaurus Financial, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas and Washington.

Office

7139 W Deschutes Ave Ste 101
Kennewick, WA 99336

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas, Washington
Broker:
26 states and territories

Alabama, Alaska, Arizona, California, Colorado, Florida, Georgia, Idaho, Iowa, Massachusetts, Michigan, Missouri, Montana, Nebraska, Nevada, New Mexico, North Dakota, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/2/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 4/27/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/25/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/26/2002

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Ameriprise Financial Services, LLCCurrent
11/3/2023 – Kennewick, WA
Ameriprise Financial Services, LLCCurrent
11/3/2023 – Kennewick, WA
RBC Capital Markets, LLC
10/31/2019 – 11/24/2023Kennewick, WA
Centaurus Financial, Inc.
11/1/2012 – 10/31/2019Kennewick, WA
Pacific Crest Planning, Inc.
5/5/2014 – 12/31/2014Kennewick, WA
H. BECK, Inc.
9/6/2011 – 11/26/2012Kennewick, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Pacific Crest Planning, Inc.
    Jun 2011 – Oct 2019Kennewick, WA
  2. Centaurus Financial Inc
    Nov 2012 – Oct 2019Anaheim, CA
  3. RBC Capital Markets, LLC.
    Oct 2019 – Nov 2023Richland, WA
  4. Ameriprise Financial Service, LLC
    Nov 2023 – no end date reportedKennewick, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Ameriprise Financial Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
12,969
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-28543

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

Other advisors at Ameriprise Financial Services, LLC

Showing 12 of 12,969 in the directory

View Ameriprise Financial Services, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Francis Sullivan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ryan Francis Sullivan (Ameriprise Financial Services)