Ryan John Smith
Investment Adviser Representative at PNC Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ryan John Smith is an investment adviser representative with PNC Wealth Management in Houston, TX, where they have been registered since 2023. They have worked in the securities industry since 2009 and have been registered with 9 firms, including Morgan Stanley and E*trade Capital Management, LLC. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
2 states and territories
Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- ScottradeMar 2015 – Jan 2017St Louis, MO
- United Capital Financial Advisers, LLCJan 2017 – Jul 2018Newport Beach, CA
- Girard SecuritiesJan 2017 – Nov 2017San Diego, CA
- Cetera Advisor Networks LLCNov 2017 – Jul 2018El Segundo, CA
- UnemployedJul 2018 – Feb 2019Roanoke, TX
- Waddell & Reed, IncFeb 2019 – Jun 2019Shawnee Mission, KS
- Merrill Lynch Pierce fenner & SmithJul 2019 – Jun 2022Houston, TX
- E*TRADE Securities LLCJun 2022 – Jul 2023Houston, TX
- E*TRADE Capital Management LLCJun 2022 – Jul 2023Houston, TX
- Morgan StanleyJun 2022 – Jul 2023Houston, TX
- PNC Investments LLCAug 2023 – no end date reportedHouston, TX
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About PNC Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,136
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Pittsburgh, PA
- SEC file number:
- 801-66195
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
View full firm profileOther advisors at PNC Wealth Management
Showing 12 of 1,136 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan John Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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