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Ryan Matthew Jennings

Investment Adviser Representative at Sowell Management

Scottsdale, AZCRD #5653714Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan Matthew Jennings is an investment adviser representative with Sowell Management in Scottsdale, AZ, where they have been registered since 2016. They have worked in the securities industry since 2013 and have been registered with 3 firms, including TCG Advisors, LP and Concert Wealth Management. They have passed 2 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arizona.

Office

18835 N. Thompson Peak Pkwy., Suite #204
Scottsdale, AZ 85255

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/14/2013
Series 7
General Securities Representative Examination
Passed 8/17/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Sowell ManagementCurrent
10/19/2016 – Scottsdale, AZ
TCG Advisors, LP
1/11/2018 – 9/12/2019Scottsdale, AZ
Concert Wealth Management
1/16/2013 – 12/31/2016Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Concert Wealth Management, Inc.
    Jun 2012 – Dec 2016San Jose, CA
  2. Sowell Financial Services, LLC
    Sep 2016 – Apr 2017North Little Rock, AR
  3. TCG Advisors, LP
    May 2017 – Sep 2019Austin, TX
  4. Sowell Management
    Apr 2017 – no end date reportedNorth Little Rock, AR
  5. North Star Wealth Management, LLC
    Jan 2013 – no end date reportedScottsdale, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Sowell Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
106
Offices listed on AdvisorFinder:
26
Main office:
North Little Rock, AR
SEC file number:
801-63991

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 22, 2026

View full firm profile

Other advisors at Sowell Management

Showing 12 of 106 in the directory

View Sowell Management firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Matthew Jennings has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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