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Ryan Patrick O'Connor

Investment Adviser Representative at FIRST KENTUCKY SECURITIES CORP

Louisville, KYCRD #5337922Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
37 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 37 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaKentuckyMaineMarylandMichiganMinnesotaMissouriNevadaNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOregonPennsylvaniaSouth CarolinaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/3/2009
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/14/2009
Series 4
Registered Options Principal Examination
Passed 11/30/2019
Series 53
Municipal Securities Principal Examination
Passed 9/30/2016
Series 24
General Securities Principal Examination
Passed 6/15/2016
Series 27
Financial and Operations Principal Examination
Passed 10/14/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

First Kentucky Securities Corp Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST KENTUCKY SECURITIES CORPCurrent
11/19/2014 – Louisville, KY
UBS FINANCIAL SERVICES INC.
8/4/2009 – 6/2/2014Louisville, KY

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View FIRST KENTUCKY SECURITIES CORP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Patrick O'Connor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ryan Patrick O'Connor - Financial Advisor in Louisville, KY | AdvisorFinder