Ryan Patrick O'Connor
Investment Adviser Representative at First Kentucky Securities Corp
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ryan Patrick O'Connor is an investment adviser representative with First Kentucky Securities Corp in Louisville, KY, where they have been registered since 2014. They have worked in the securities industry since 2009 and were previously registered with UBS Financial Services Inc. They have passed 9 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Kentucky.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kentucky
- Broker:
37 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Maine, Maryland, Michigan, Minnesota, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Kentucky Securities CorpMay 2014 – Aug 2019Louisville, KY
- First Credit AdvisorsOct 2016 – no end date reportedLouisville, KY
- First Kentucky Securities CorporationAug 2019 – no end date reportedLouisville, KY
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About First Kentucky Securities Corp
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment Planning & Solutions, Asset Allocation, Tax Planning & Efficiency, Executive Stock Option Management, Insurance Solutions, Income Planning, Estate Planning, Multi-Generational Planning, Social Security / Medicare Planning, Education Planning, Gifting / Charitable Contributions, Business Management and Accounting Services, Business Planning, Retirement Plan Services, Business Exit / Succession Planning, Municipal Bond Issuance, Underwriting & Trading
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 15
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Louisville, KY
- Founded:
- 1977
- SEC file number:
- 801-67742
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of December 2, 2025
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Patrick O'Connor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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