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Ryan Patrick Okeefe

Investment Adviser Representative at Neuberger Berman BD LLC

Chicago, ILCRD #7078645Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan Patrick OKeefe is an investment adviser representative with Neuberger Berman BD LLC in Chicago, IL, where they have been registered since 2020, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois and New York.

Office

190 South Lasalle Street, 23rd & 24th & 27th Floor
Chicago, IL 60603

Advisors at this office: 89

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois, New York
Broker:
2 states and territories

Illinois, New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/7/2020
Series 7
General Securities Representative Examination
Passed 2/10/2020
SIE
Securities Industry Essentials Examination
Passed 11/20/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Neuberger Berman BD LLCCurrent
10/7/2020 – Chicago, IL
Neuberger Berman BD LLCCurrent
2/10/2020 – Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Neuberger Berman LLC
    Feb 2019 – Jul 2019Chicago, IL
  2. Neuberger Berman LLC
    Aug 2019 – no end date reportedChicago, IL
  3. N/a
    Sep 2018 – Jan 2019Chicago, IL
  4. Rainbow Air Inc.
    May 2018 – Aug 2018Niagara Falls, NY
  5. N/a
    Jan 2018 – Apr 2018Chicago, IL
  6. Niagara Dental Associates
    Jun 2017 – Dec 2017Niagara Falls, NY
  7. Rainbow Air Inc.
    Jun 2016 – Oct 2017Niagara Falls, NY
  8. AVi Food Systems
    Jan 2017 – Apr 2017Albany, NY
  9. N/a
    Sep 2016 – Dec 2016Albany, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Neuberger Berman BD LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Chicago, IL

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Patrick Okeefe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ryan Patrick Okeefe (Neuberger Berman BD) - Advisor Profile