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Ryan Scott Famiglietti

Investment Adviser Representative at Principle Wealth

Madison, CTCRD #7475816Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan Scott Famiglietti is an investment adviser representative with Principle Wealth in Madison, CT, where they have been registered since 2024. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Cambridge Investment Research, Inc. and Northwestern Mutual Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.

Office

48 Wall Street
Madison, CT 06443

Advisors at this office: 17

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/24/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 9/30/2022
Series 7
General Securities Representative Examination
Passed 8/22/2022
SIE
Securities Industry Essentials Examination
Passed 7/13/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Principle WealthCurrent
2/26/2024 – Madison, CT
Cambridge Investment Research, Inc.
6/29/2023 – 10/24/2023Farmington, CT
Northwestern Mutual Investment Services, LLC
8/22/2022 – 6/12/2023Hartford, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Northwestern Mutual Life Insurance Company
    Jan 2022 – Jun 2023Milwaukee, WI
  2. Northwestern Mutual Investment Services LLC
    Jul 2022 – Jun 2023Hartford, CT
  3. Lyman Orchards Golf Center
    Mar 2021 – Aug 2022Middlefield, CT
  4. FinTron LLC
    Jul 2020 – Sep 2020Westport, CT
  5. FinTron LLC
    Nov 2019 – Jul 2020Westport, CT
  6. City of Middletown
    Jun 2015 – Aug 2017Middletown, CT
  7. ATI New England
    Nov 2015 – Mar 2017Cromwell, CT
  8. Famiglietti And Famiglietti LLC
    May 2018 – Aug 2020Plainville, CT
  9. Great River Golf Club
    Oct 2018 – Apr 2019Milford, CT
  10. Student
    Aug 2017 – Jun 2022Fairfield, CT
  11. Middletown Post 75 American Legion Baseball
    Aug 2022 – no end date reportedMiddletown, CT
  12. Northwestern Mutual Wealth Management Company
    Nov 2022 – Jun 2023Milwaukee, WI
  13. Cambridge Investment Research Inc.
    Jun 2023 – Nov 2023Fairfield, IA
  14. Principle Wealth Partners LLC
    Nov 2023 – no end date reportedMadison, CT
  15. Tracy, Driscoll & Co.
    Jun 2023 – Oct 2023Bristol, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Principle Wealth

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Estimated blended rate
0.0125

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
21
Offices listed on AdvisorFinder:
2
Main office:
Madison, CT
SEC file number:
801-111911

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 7, 2026

View full firm profile

Other advisors at Principle Wealth

Showing 12 of 21 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Scott Famiglietti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ryan Scott Famiglietti (Principle Wealth) - Advisor Profile