Saloni Gupta
Investment Adviser Representative at Avier Wealth Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Saloni Gupta is an investment adviser representative with Avier Wealth Advisors in Bellevue, WA, where they have been registered since 2023. They have worked in the securities industry since 2020 and have been registered with 5 firms, including Hightower Advisors, LLC and Highland Private Wealth Management. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Washington.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Prevail Wealth Management LLCSep 2018 – Jan 2020Kirkland, WA
- Private Wealth Management Solutions, LLCApr 2018 – Sep 2018Bellevue, WA
- UnemployedJan 2009 – Apr 2018Bellevue, WA
- Ameriprise Financial Services, LLCFeb 2020 – Mar 2021Seattle, WA
- Highland Private Wealth ManagementMar 2021 – Sep 2022Bellevue, WA
- Hightower AdvisorsSep 2022 – Mar 2023Chicago, IL
- Avier Wealth AdvisorsMar 2023 – no end date reportedBellevue, WA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Avier Wealth Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- $0 - $1,000,0001.00%
- $1,000,001 - $3,000,0000.80%
- $3,000,001 - $5,000,0000.60%
- $5,000,001 - $10,000,0000.50%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 16
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Bellevue, WA
- SEC file number:
- 801-73301
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
View full firm profileOther advisors at Avier Wealth Advisors
Showing 12 of 16 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Saloni Gupta has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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