Sampuran N Sekhon
Investment Adviser Representative at Morgan Stanley
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sampuran N. Sekhon is an investment adviser representative with Morgan Stanley in Santa Rosa, CA, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 60
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
14 states and territories
Arizona, Arkansas, California, Connecticut, District of Columbia, Kentucky, Michigan, Minnesota, Nevada, New York, Oregon, Texas, Vermont, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Smith Barney LLCAug 2022 – no end date reportedSanta Rosa, CA
- San Lorenzo Garden Center - ProbuildFeb 2020 – Mar 2021Santa Cruz, CA
- Sonic InternetApr 2021 – Jun 2021Santa Rosa, CA
- Redwood Credit UnionAug 2021 – Dec 2021Santa Rosa, CA
- Santa Cruz Institute for Particle PhysicsJan 2018 – Jun 2019Santa Cruz, CA
- Chalkboard RestaurantJul 2015 – Aug 2017Healdsburg, CA
- Santa Rosa Junior CollegeAug 2011 – Jun 2017Santa Rosa, CA
- University of California Santa CruzOct 2017 – Jun 2019Santa Cruz, CA
- UnemployedJan 2022 – Jul 2022Windosr, CA
- UnemployedJun 2019 – Feb 2020Santa Cruz, CA
- Morgan Stanley Private Bank, N.AJan 2025 – no end date reportedNew York, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Morgan Stanley
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Performance-based fees
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 23,008
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Purchase, NY
- SEC file number:
- 801-70103
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Morgan Stanley
Showing 12 of 23,008 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sampuran N Sekhon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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