Samuel David Hatfield
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Samuel David Hatfield is an investment adviser representative with Osaic Wealth, Inc. in Louisville, KY, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Osaic FS, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kentucky.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kentucky
- Broker:
1 state or territory
Kentucky
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fisher InvestmentsJun 2019 – Jun 2022Tampa, FL
- AramarkApr 2017 – May 2018Louisville, KY
- Marlborough HotelJul 2018 – Jan 2019Sydney
- Building and Earth Sciences Inc.Nov 2015 – Mar 2017Louisville, KY
- University of LouisvilleAug 2014 – Apr 2018Louisville, KY
- UnemployedJan 2019 – Jun 2019Perth
- UnemployedJun 2022 – Oct 2022Lexington, KY
- Horizon Wealth ManagementOct 2022 – Aug 2024Louisville, KY
- LPL FinancialMay 2024 – Aug 2024Louisville, KY
- UnemployedMay 2018 – Jul 2018Brisbane
- Osaic FS, IncAug 2024 – no end date reportedLouisville, KY
- Osaic Wealth, Inc.Jan 2025 – no end date reportedLouisville, KY
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
Showing 12 of 8,271 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel David Hatfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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