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Samuel Douglas Simpson

Investment Adviser Representative at CAPITAL SQUARE, LLC

Waco, TXCRD #835124Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Samuel Douglas Simpson has worked in the securities industry since 1993. They are registered to provide investment advisory services in Arizona, Louisiana, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
ArizonaLouisianaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/10/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 9/11/1981
SIE
Securities Industry Essentials Examination
Passed 8/24/2015
Series 7
General Securities Representative Examination
Passed 8/15/1981
Series 1
Registered Representative Examination
Passed 3/15/1977

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Capital Square, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPITAL SQUARE, LLCCurrent
1/6/2017Waco, TX
BELLWETHER INVESTMENT GROUP, LLC
8/25/20151/3/2017Chattanooga, TN
MORGAN STANLEY
6/1/20098/24/2015Ft. Worth, TX
CITIGROUP GLOBAL MARKETS INC.
7/31/19936/1/2009Ft. Worth, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CAPITAL SQUARE, LLC

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View CAPITAL SQUARE, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel Douglas Simpson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Samuel Douglas Simpson - Financial Advisor in Waco, TX | AdvisorFinder