Samuel Harris
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Samuel Harris is an investment adviser representative with Charles Schwab & Co., Inc. in Red Bank, NJ, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Hornor, Townsend & KENT, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey.
Office
Advisors at this office: 19
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
4 states and territories
Florida, New Jersey, New York, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Hurricane Junior Golf TourAug 2017 – Dec 2017Winter Garden, FL
- Hurricane Junior Golf TourJan 2018 – Dec 2018Winter Garden, FL, FL
- Fleet Feet Richmond - We Are Family LLCApr 2019 – Mar 2020Richmond, VA
- Philadelphia Union - Keystone Sports and Entertainment LLCJul 2021 – May 2023Chester, PA
- Full-time student - University of Massachusetts AmherstAug 2016 – May 2017Amherst, MA
- UnemployedMay 2020 – Jun 2021Haddon Township, NJ
- Hornor, Townsend, & KENT LLCJul 2023 – Mar 2025Horsham, PA
- UnemployedDec 2018 – Apr 2019Haddon Township, NJ
- Charles Schwab BankJul 2025 – no end date reportedRed Rock, NJ
- Charles Schwab & Co., IncJul 2025 – no end date reportedRed Bank, NJ
- UnemployedApr 2025 – Jun 2025Red Rock, NJ
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Red Bank, NJ
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel Harris has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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