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Samuel J Scheller

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NYCRD #2617851Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
4 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Samuel J. Scheller has worked in the securities industry since 1995. They are registered to provide investment advisory services in Florida, Maryland, New Jersey, and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
FloridaMarylandNew JerseyNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/30/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 5/30/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/25/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
7/1/2020New York, NY
AEGIS CAPITAL CORP.
1/3/20134/9/2019New York, NY
NATIONAL SECURITIES CORPORATION
1/5/20091/10/2013New York, NY
GUNNALLEN FINANCIAL, INC
9/27/20021/14/2009New York, NY
SCHNEIDER SECURITIES, INC.
8/14/200211/22/2002Denver, CO
BISHOP, ROSEN & CO., INC.
12/11/20008/13/2002New York, NY
GLENN MICHAEL FINANCIAL, INC.
5/27/199712/14/2000Melville, NY
INVESTORS ASSOCIATES, INC.
3/4/19965/27/1997Hackensack, NJ
A.S. GOLDMEN & CO., INC.
5/26/19953/25/1996Red Bank, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel J Scheller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Samuel J Scheller - Financial Advisor in New York, NY | AdvisorFinder