Samuel Peterman
Investment Adviser Representative at Kennedy Capital Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Samuel Peterman is an investment adviser representative with Kennedy Capital Management in St Louis, MO, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Craig-hallum Capital Group LLC. They have passed 5 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Missouri and Texas.
Office
Advisors at this office: 12
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Missouri, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Craig-hallum Capital GroupSep 2020 – Mar 2023Minneapolis, MN
- RSM US LLPAug 2019 – Sep 2020Minneapolis, MN
- UnemployedMay 2019 – Aug 2019Chesterfield, MO
- University OF MinnesotaAug 2015 – May 2019Minneapolis, MN
- Eagle LAKE CampsMay 2018 – Aug 2018Colorado Springs, CO
- Kennedy Capital MGMT Inc.May 2017 – Aug 2017Creve Ceour, MO
- Kennedy Capital ManagementApr 2023 – no end date reportedSaint Louis, MO
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Kennedy Capital Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 16
- Offices listed on AdvisorFinder:
- 1
- Main office:
- St Louis, MO
- SEC file number:
- 801-15323
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 21, 2026
View full firm profileOther advisors at Kennedy Capital Management
Showing 12 of 16 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel Peterman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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