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Sandeep Sharma

Investment Adviser Representative at SYNTAX RESEARCH, INC.

Boca Raton, FLCRD #1721253Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sandeep Sharma has worked in the securities industry since 2013. They have passed the Series 63, 22, 7, and 6 examinations. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/22/1987
Series 7
General Securities Representative Examination
Passed 9/9/1994
Series 22
Direct Participation Programs Representative Examination
Passed 2/23/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/21/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Syntax Research, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNTAX RESEARCH, INC.Current
8/29/2013 – Boca Raton, FL
SYNTAX RESEARCH, INC.
8/29/2013 – 12/31/2018Boca Raton, FL
SYNTAX RESEARCH, INC.
8/5/2013 – 12/31/2016Boca Raton, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sandeep Sharma has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Sandeep Sharma - Financial Advisor in Boca Raton, FL | AdvisorFinder