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Sandra Dittus

Investment Adviser Representative at Principal Securities, Inc.

Chattanooga, TNCRD #5958077Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sandra Dittus is an investment adviser representative with Principal Securities, Inc. in Chattanooga, TN, where they have been registered since 2023. They have worked in the securities industry since 2014 and have been registered with 4 firms, including Raymond James Financial Services Advisors, Inc and Barnett & Co Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Tennessee.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Tennessee
Broker:
2 states and territories

Georgia, Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/18/2023
Series 65
Uniform Investment Adviser Law Examination
Passed 9/3/2020
Series 7
General Securities Representative Examination
Passed 1/26/2023
SIE
Securities Industry Essentials Examination
Passed 8/4/2022
Series 7
General Securities Representative Examination
Passed 10/24/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Principal Securities, Inc.Current
7/6/2023 – Chattanooga, TN
Raymond James Financial Services Advisors, Inc
11/27/2019 – 7/12/2023Chattanooga, TN
Barnett & Co Inc
4/30/2015 – 1/12/2017Chattanooga, TN
Raymond James & Associates, Inc.
7/18/2011 – 4/22/2015Chattanooga, TN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Pinnacle Financial Partners
    Jun 2015 – Nov 2019Chattanooga, TN
  2. Raymond James Financial Services Advisors, Inc.
    Nov 2019 – Jul 2023Chattanooga, TN
  3. True North Advisors
    Dec 2019 – Jul 2023Chattanooga, TN
  4. True North Advisors
    Dec 2019 – Jul 2023Chattanooga, TN
  5. Raymond James Financial Services, Inc.
    Nov 2022 – Jul 2023Chattanooga, TN
  6. Principal Life Insurance Company
    Jul 2023 – no end date reportedChattanooga, TN
  7. Principal Securities Inc
    Jul 2023 – no end date reportedChattanooga, TN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Principal Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,635
Offices listed on AdvisorFinder:
26
Main office:
Des Moines, IA
SEC file number:
801-54949

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 30, 2026

View full firm profile

Other advisors at Principal Securities, Inc.

Showing 12 of 1,635 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sandra Dittus has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Sandra Dittus (Principal Securities) - Fees & Credentials