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Sanford J Prizant

Investment Adviser Representative at CG ADVISORY SERVICES

Geneva, ILCRD #1263173Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sanford J. Prizant has worked in the securities industry since 1985. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/25/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 7/22/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 11/13/1986
Series 15
Foreign Currency Options Examination
Passed 10/28/1986
Series 3
National Commodity Futures Examination
Passed 7/17/1986
Series 7
General Securities Representative Examination
Passed 5/19/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CG Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CG ADVISORY SERVICESCurrent
3/18/2019Geneva, IL
IPI WEALTH MANAGEMENT, INC.
5/30/20133/14/2019Deerfield, IL
UNITED ADVISORS
12/11/20121/29/2014Deerfield, IL
INDEPENDENT FINANCIAL GROUP, LLC
4/26/20115/29/2012Riverwood, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sanford J Prizant has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sanford J Prizant - Financial Advisor in Geneva, IL | AdvisorFinder