Sarah Ann Fullerton
Investment Adviser Representative at Assuredpartners Investment Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sarah Ann Fullerton is an investment adviser representative in Denver, CO, currently registered with World Investment Advisors, LLC and Assuredpartners Investment Advisors. They have worked in the securities industry since 2015 and have been registered with 5 firms, including Principal Securities, Inc. and Fidelity Personal and Workplace Advisors. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado, Texas
- Broker:
1 state or territory
Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity Brokerage Services LLCFeb 2015 – Nov 2018Greenwood Village, CO
- Fidelity Personal AND Workplace AdvisorsJul 2018 – Nov 2018Denver, CO
- Principal Securities IncDec 2018 – Jan 2022Denver, CO
- Principal LIFE Insurance CompanyDec 2018 – Jan 2022Denver, CO
- Pensionmark Financial GroupJan 2022 – no end date reportedSanta Barbara, CA
- Pensionmark Securities, LLCJan 2022 – no end date reportedSanta Barbara, CO
- CorePower YogaAug 2021 – Jun 2022Denver, CO
- CorePower YogaOct 2019 – Mar 2020Denver, CO
- AssuredPartners Investment AdvisorsOct 2024 – no end date reportedTampa, FL
- World Investments, Inc.Oct 2025 – no end date reportedDenver, CO
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Assuredpartners Investment Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
For businesses: retirement plans, fiduciary support, plan design, and investment analysis. For individuals: retirement accounts, wealth management, life insurance, and college savings. Additional services include compliance consultation, investment consulting, plan and fee benchmarking, investment policy statement preparation, participant education, and vendor relationship management.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 33
- Offices listed on AdvisorFinder:
- 14
- Main office:
- Tampa, FL
- SEC file number:
- 801-117771
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Assuredpartners Investment Advisors
Showing 12 of 33 in the directory
Similar advisors in Denver, CO
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Ann Fullerton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched