Sarah Becker Switzer
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sarah Becker Switzer is an investment adviser representative in Indianapolis, IN, currently registered with Raymond James Financial Services Advisors, Inc and Raymond James & Associates, Inc. They have worked in the securities industry since 2006 and have been registered with 6 firms, including PARK Avenue Securities LLC and Charles Schwab & Co., Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Indiana.
Registrations & licenses
- Investment adviser:
- Indiana
- Broker:
1 state or territory
Indiana
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., IncOct 2011 – Apr 2019Indianapolis, IN
- Schwab Private Client Investment Advisory, Inc.Jan 2012 – Sep 2017Indianapolis, IN
- Charles Schwab BankSep 2017 – Apr 2019Indianapolis, IN
- Guardian Life Insurance Co of AmericaJul 2019 – Aug 2023Indianapolis, IN
- Park Avenue Securities LLCAug 2019 – Aug 2023Indianapolis, IN
- Schwab Private Client Investment AdvisoryJun 2019 – Jul 2019Indianapolis, IN
- Raymond James & AssociatesAug 2023 – no end date reportedIndianapolis, IN
- Raymond James Financial Services Inc.Aug 2023 – no end date reportedIndianapolis, IN
- Raymond James Financial Services Advisors Inc.Aug 2023 – no end date reportedIndianapolis, IN
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at Raymond James Financial Services Advisors, Inc
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Becker Switzer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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