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Sarah Lin Braddock

Investment Adviser Representative at Siebert Advisornxt, LLC.

Beverly Hills, CACRD #6748738Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sarah Lin Braddock is an investment adviser representative with Siebert Advisornxt, LLC. in Beverly Hills, CA, where they have been registered since 2018. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Stockcross Financial Services and Searchlight Investments, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and New York.

Office

9464 Wilshire Blvd
Beverly Hills, CA 90212

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, New York
Broker:
15 states and territories

Alabama, Arizona, California, Connecticut, Florida, Idaho, Iowa, Massachusetts, Missouri, Nebraska, New Hampshire, New York, Oregon, Texas, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/18/2018
Series 65
Uniform Investment Adviser Law Examination
Passed 1/11/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/26/2018

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Siebert Advisornxt, LLC.Current
4/2/2018 – Beverly Hills, CA
Stockcross Financial Services
2/23/2017 – 12/31/2017Beverly Hills, CA
Searchlight Investments, LLC
1/20/2017 – 3/3/2017Beverly Hills, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Searchlight Investments, LLC
    Jan 2017 – no end date reportedBeverly Hills, CA
  2. Searchlight Financial Advisors
    Jul 2016 – no end date reportedBeverly Hills, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Siebert Advisornxt, LLC.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Tailored investment portfolios (conservative to aggressive), dedicated wealth management, personalized financial planning, portfolio recommendations, and automatic rebalancing.

Portfolio Management for Individuals and Small Businesses
Firm areas of expertise
Wealth ManagementTailored PortfoliosPortfolio RebalancingRetirement PlanningCollege SavingsInvestment ManagementRisk-based Portfolios

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
42
Offices listed on AdvisorFinder:
9
Main office:
New York, NY
SEC file number:
801-110718

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 23, 2026

View full firm profile

Other advisors at Siebert Advisornxt, LLC.

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Lin Braddock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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