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Saurav Ryan Bhattacharyya

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

West Des Moines, IACRD #5464580Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
14 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArkansasColoradoFloridaIllinoisIowaKansasMinnesotaMissouriNebraskaNew YorkSouth DakotaTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/14/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 12/31/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/11/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/27/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
10/26/2020West Des Moines, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
12/7/201811/3/2020West Des Moines, IA
PRINCIPAL SECURITIES, INC.
2/20/200812/19/2018West Des Moines, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Saurav Ryan Bhattacharyya has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Saurav Ryan Bhattacharyya - Financial Advisor in West Des Moines, IA | AdvisorFinder