Stephen Jay Kaufman
Investment Adviser Representative at VANDERBILT ADVISORY SERVICES
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $0 - $100,000 | 2.50% |
| $100,001 - $250,000 | 2.25% |
| $250,001 - $500,000 | 2.00% |
| $500,001 - $1,000,000 | 1.75% |
| $1,000,001 - $2,000,000 | 1.50% |
| $2,000,001 - $5,000,000 | 1.25% |
| $5,000,001 - $10,000,000 | 1.00% |
| $10,000,001 & Up | 0.75% |
Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Jay Kaufman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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