AdFi
SW

Scot Wallace Johnson

Investment Adviser Representative at Adell Harriman & Carpenter

Houston, TXCRD #2534073Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scot Wallace Johnson is an investment adviser representative with Adell Harriman & Carpenter in Houston, TX, where they have been registered since 2020, the year they entered the securities industry. They are registered to provide investment advice in Texas.

Office

2700 Post Oak Blvd, Ste 1200
Houston, TX 77056

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Adell Harriman & CarpenterCurrent
1/1/2020 – Houston, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Homemaker
    Apr 2013 – Nov 2019Houston, TX
  2. Adell, Harriman & Carpenter
    Nov 2019 – no end date reportedHouston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Adell Harriman & Carpenter

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment management, principal-curated customized portfolios focused on individual stocks and bonds, estate planning integration, portfolio management strategy, financial counseling, and coordination with estate planning attorneys and tax professionals.

Investment ManagementEstate PlanningCharitable GivingWealth ManagementCash Flow Planning
Firm areas of expertise
Boutique Investment ManagementPortfolio ManagementIndividual Stocks And BondsEstate PlanningWealth ManagementFiduciaryCustomized PortfoliosFinancial AdvisoryEstate Tax EfficiencyCharitable Giving Strategies

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
6
Offices listed on AdvisorFinder:
1
Main office:
Houston, TX
SEC file number:
801-50660

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 27, 2026

View full firm profile

Other advisors at Adell Harriman & Carpenter

5 other advisors in the directory

View Adell Harriman & Carpenter firm profile

Similar advisors in Houston, TX

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scot Wallace Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Scot Wallace Johnson (Adell Harriman & Carpenter)