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Scott Eric Brockman

Investment Adviser Representative at Farther

Natick, MACRD #2450188Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scott Eric Brockman is an investment adviser representative with Farther in Natick, MA, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 5 firms, including MDRN Capital and William O'neil + Company. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/2018
Series 66
Uniform Combined State Law Examination
Passed 9/23/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 3/8/1994
SIE
Securities Industry Essentials Examination
Passed 8/15/2024
Series 7
General Securities Representative Examination
Passed 3/1/1994

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

FartherCurrent
12/10/2025 – Natick, MA
MDRN Capital
6/5/2025 – 10/14/2025Natick, MA
William O'neil + Company
1/27/2010 – 11/11/2011Boston, MA
William O'neil & Co. Incorporated
7/29/2009 – 2/12/2010Boston, MA
Merrill Lynch, Pierce, Fenner & Smith Incorporated
9/26/2008 – 7/8/2009Wellesley Hills, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Zacks Investment Research
    Jan 2015 – Jun 2024Chicago, IL
  2. MDRN Capital LLC
    May 2025 – Sep 2025Natick, MA
  3. Unemployed
    Jul 2024 – May 2025Natick, MA
  4. Farther
    Sep 2025 – no end date reportedNatick, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Farther

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingPeriodicals and Newsletters

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
308
Offices listed on AdvisorFinder:
7
Main office:
San Francisco, CA
SEC file number:
801-116721

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 24, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Eric Brockman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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