Scott J Smith
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Scott J. Smith is an investment adviser representative in Olmsted Falls, OH, currently registered with Gallagher Fiduciary Advisors, LLC and Osaic Wealth, Inc. They have worked in the securities industry since 2004 and have been registered with 4 firms, including Kestra Advisory Services, LLC and USI Advisors. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
1 state or territory
Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JULY Business ServicesOct 2015 – May 2018Waco, TX
- 1st Global Capital CorpAug 2017 – May 2018Olmsted Falls, OH
- USI Consulting Group, Inc.May 2018 – Jun 2019Glastonbury, CT
- USI Securities, Inc.May 2018 – Jun 2019Glastonbury, CT
- USI AdvisorsSep 2018 – Jun 2019Glastonbury, CT
- Kestra Financial, Inc.Jul 2019 – Mar 20221111 Superior Ave, OH
- Triad AdvisorsMar 2022 – Aug 2024Norcross, GA
- Gallagher Fiduciary Advisors, LLCApr 2022 – Sep 2026Cleveland, OH
- Osaic Wealth, Inc.Aug 2024 – Sep 2026Cleveland, OH
- Onedigital Investment Advisors LLCSep 2026 – no end date reportedOverland Park, KS
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott J Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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