AdFi
SJ

Scott James Jacob

Investment Adviser Representative at ALPHASTAR CAPITAL MANAGEMENT

Milford, CTCRD #4628123Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
ConnecticutMassachusetts
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/24/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/28/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0225
Source

Alphastar Capital Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALPHASTAR CAPITAL MANAGEMENTCurrent
6/11/2020Milford, CT
MML INVESTORS SERVICES, LLC
3/20/20176/15/2020Milford, CT
PARK AVENUE SECURITIES LLC
7/28/201412/12/2016Milford, CT
ONEAMERICA SECURITIES, INC.
5/14/20136/19/2014Milford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott James Jacob has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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