Scott Owen Conwell
Investment Adviser Representative at Harbour Investments, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Scott Owen Conwell is an investment adviser representative with Harbour Investments, Inc. in Madison, WI, where they have been registered since 2024. They have worked in the securities industry since 2008 and have been registered with 4 firms, including Canopy Wealth Management and Northwestern Mutual Investment Services,llc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Wisconsin.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Canopy Wealth ManagementAug 2018 – Jan 2024Middleton, WI
- WI Department of Financial Institutions - Division of SecuritiesJul 2011 – Jun 2018Madison, WI
- Northwestern Mutual Investment Services, LLCJun 2018 – Aug 2018Middleton, WI
- Harbour Investments, IncJan 2024 – no end date reportedMadison, WI
- Harbour Investments, IncJan 2024 – no end date reportedMadison, WI
- Harbour Management, LLCJan 2024 – no end date reportedMadison, WI
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Harbour Investments, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Subscription fee
- Firm account minimum
- $5,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 242
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Madison, WI
- SEC file number:
- 801-29185
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Harbour Investments, Inc.
Showing 12 of 242 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Owen Conwell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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