Scott Patrick Kelley
Investment Adviser Representative at Integrity Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Scott Patrick Kelley is an investment adviser representative in San Ramon, CA, currently registered with Brooker Wealth Management and Integrity Alliance, LLC. They have worked in the securities industry since 1991 and have been registered with 5 firms, including LION Street Advisors, LLC and Ameritas Investment Corp. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
16 states and territories
Arizona, Arkansas, California, Florida, Idaho, Kentucky, Louisiana, Michigan, Minnesota, Nevada, New Jersey, South Carolina, Tennessee, Texas, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- David White & AssociatesSep 1990 – Apr 2018San Ramon, CA
- Ameritas Investment Corp.Jun 2006 – Aug 2019Lincoln, NE
- Ameritas LIFE Insurance Corp.Jun 2006 – Aug 2019Lincoln, NE
- PEAK360 Wealth ManagementMay 2018 – no end date reportedSan Ramon, CA
- Lion Street FinancialAug 2019 – Oct 2025San Ramon, CA
- Lion Street AdvisorsAug 2019 – Oct 2025San Ramon, CA
- Integrity Alliance, LLCOct 2025 – no end date reportedSan Ramon, CA
- Brooker Wealth ManagementFeb 2025 – no end date reportedOakland, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Integrity Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Select Program - First $1,000,000 (min)1.00%
- Select Program - First $1,000,000 (max)2.80%
- Select Program - Next $2,000,000 (min)1.00%
- Select Program - Next $2,000,000 (max)2.20%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 372
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Urbandale, IA
- SEC file number:
- 801-69742
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 13, 2026
View full firm profileOther advisors at Integrity Alliance, LLC
Showing 12 of 372 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Patrick Kelley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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