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Scott Patrick Newman

Investment Adviser Representative at WEALTH ASSET MANAGERS

San Diego, CACRD #2716213Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
33 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scott Patrick Newman has worked in the securities industry since 2000. They are registered to provide investment advisory services in 33 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 33 states
ArizonaArkansasCaliforniaColoradoFloridaGeorgiaIdahoIllinoisIndianaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMontanaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTexasUtahVirginiaWashingtonWest VirginiaWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/14/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 10/24/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/28/2001
Series 7
General Securities Representative Examination
Passed 9/10/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Wealth Asset Managers Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ASSET MANAGERSCurrent
9/5/2002San Diego, CA
MORGAN STANLEY DW INC.
6/1/200111/2/2001Purchase, NY
CUSO FINANCIAL SERVICES, L.P.
8/30/200012/7/2000San Diego, CA
LINSCO/PRIVATE LEDGER CORP.
9/11/19985/15/2000Fort Mill, SC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WEALTH ASSET MANAGERS

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View WEALTH ASSET MANAGERS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Patrick Newman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott Patrick Newman - Financial Advisor in San Diego, CA | AdvisorFinder