Scott Siripalaka
Investment Adviser Representative at Thrivent Investment Management Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Scott Siripalaka is an investment adviser representative with Thrivent Investment Management Inc. in Newfoundland, NJ, where they have been registered since 2020. They have worked in the securities industry since 2005 and have been registered with 3 firms, including Northwestern Mutual Investment Services,llc and Foresters Advisory Services, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Kansas, New Jersey, and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kansas, New Jersey, Texas
- Broker:
27 states and territories
Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Indiana, Kansas, Louisiana, Maine, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Foresters Financial ServicesMar 2018 – Jun 2019Leawood, KS
- Thrivent FinancialJan 2005 – Mar 2018Minneapolis, MN
- Northwestern Mutual Life Insurance CompanyJun 2019 – Jan 2020Milwaukee, WI
- Northwestern Mutual Investment Services LLCJun 2019 – Jan 2020Leawood, KS
- Thrivent Investment Management IncJan 2005 – Mar 2018Montvale, NJ
- Thrivent Investment Management IncFeb 2020 – no end date reportedNewfoundland, NJ
- Thrivent FinancialMar 2020 – Jun 2020Appleton, WI
- Thrivent FinancialJun 2020 – no end date reportedAppleton, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Thrivent Investment Management Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,163
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-29618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Thrivent Investment Management Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Siripalaka has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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