AdFi
SS

Scott Snyder James

Investment Adviser Representative at THE SCOTT S. JAMES COMPANY

Falls Church, VACRD #1588816Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
2 states
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scott Snyder James has worked in the securities industry since 1986. They have passed the Series 99, 65, 63, 53, 52, 27, 24, 14, 7, 4, and 3 examinations. They are registered to provide investment advisory services in Texas and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
TexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/2/1991
Series 63
Uniform Securities Agent State Law Examination
Passed 12/23/1986
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/26/2005
Series 7
General Securities Representative Examination
Passed 12/20/1986
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 8/20/2001
Series 53
Municipal Securities Principal Examination
Passed 1/22/2001
Series 27
Financial and Operations Principal Examination
Passed 6/29/1999
Series 24
General Securities Principal Examination
Passed 6/18/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $500,0001.00%
$500,001 - $1,000,0000.75%
Above $1,000,0000.50%
Source

THE Scott S. James Company Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE SCOTT S. JAMES COMPANYCurrent
4/16/1996 – Falls Church, VA
COMMONWEALTH FINANCIAL NETWORK
3/19/1996 – 11/2/2001Waltham, MA
DEAN WITTER REYNOLDS INC.
12/26/1986 – 3/20/1996Purchase, NY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE SCOTT S. JAMES COMPANY

2 other advisors in the directory

View THE SCOTT S. JAMES COMPANY firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Snyder James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Scott Snyder James - Financial Advisor in Falls Church, VA | AdvisorFinder